Managed Cybersecurity for Financial Services

Data Secured. Compliance Proven.

Broker-Dealers & Branches Insurance Carriers & Agencies RIAs

FCI manages cybersecurity for sales offices of broker-dealers, insurance carriers, and RIAs — enforcing the tools, settings, and procedures required by regulators, home offices, and cyber insurers.

400+
clients in financial services
40,000+
endpoints under management
30+
years serving financial services
SOC 2
Type 1
Attestation
100%
SecurityScorecard rating
What the device actually is
BYOD

It’s their laptop. On their Wi-Fi. In their home.

What FCI does on it

FCI enforces every corporate-grade cyber control the firm, the home office, and the regulator require.

Your sales offices hold the most private financial information of the country’s wealthiest families.

Regulators Home Offices Cyber Insurers

All expect proof that it is protected.

Sales offices in financial services — broker-dealer branches, insurance agencies, RIA advisory practices — are the advisors, agents, representatives, and branch teams that deliver personal financial guidance. They manage wills, trusts, account statements, insurance policies, and investment portfolios. They carry strict requirements for protecting all of it.

SEC FINRA NYDFS NAIC

Regulators and cyber insurers expect documented proof that cybersecurity controls reach every sales office, every device, every user.

How many hours does your team spend assembling compliance evidence before each exam — and is it ever fully complete?

The four pillars of FCI

Everything every sales office needs. Keeping you secure and compliant.

What if the tools, the procedures, the expertise, and the proof were all part of the same service?

Cyber Tools & Settings

Controls implemented across every device, every location.

Users Devices Networks Cloud Apps

FCI implements and maintains the technical controls required by regulators, home offices, and cyber insurers. These controls run automatically, without touching the workflows of the people using them.

Procedures & Processes

The processes that make compliance manageable.

FCI Portal Exam-Ready Docs 80% Time Savings

Cyber tools and settings are necessary but not sufficient. The FCI Portal automates what would otherwise take weeks of manual effort, producing exam-ready documentation and returning more than 80% of compliance management time to the firm.

Expert Knowledge, Applied at Scale

30 years and 40,000+ endpoints of financial services experience.

Cybersecurity Incident Response Forensic Cyber Regulations

FCI’s experience comes from managing cybersecurity across more than 40,000 endpoints with more than 400 clients in financial services. When a cyber event occurs, FCI manages the incident response.

Proof of Security & Compliance

Security and compliance are only as real as what you can prove.

What Controls When Deployed How Maintained

Whether it is a regulatory exam, a cyber insurance renewal, a claim, or a breach, the question is always the same. FCI builds that evidence continuously, as a byproduct of how it operates.

We strongly recommend FCI to any firm with a desire to get cybersecurity protection and compliance.


Nash Subotic
Nash Subotic Founder & CEO, Westpac Wealth Partners
Agency of The Guardian Life Insurance Company of America

Security Assessment

Start with a clear picture of where you stand.

FCI assesses your firm’s current security posture — identifying gaps, vulnerabilities, and exposure across four dimensions.

Gap Analysis
30 Minutes Free No Commitment
A 30-minute assessment of what controls are in place, what is missing, and what your next exam or renewal will require.
Network Pen Testing & Vulnerability Scan
External & Internal Network Endpoints
Penetration testing and vulnerability scanning across your internal and external network as well as for your endpoints — evidence your examiner will accept.
Public-Facing Assessment
DNS Web Properties IP Addresses
External scan of your firm’s internet-facing attack surface — DNS, web properties, email configuration, and exposed services.
Cloud App Assessment
Microsoft 365 AI Tools Cloud Apps and Services
Configuration review of Microsoft 365 and key cloud apps and services — identifying misconfigurations and policy gaps.
Learn about Security Assessments

Six security domains. One integrated managed service.

FCI manages cybersecurity across six domains — using AI to enforce controls, detect threats, and produce compliance evidence at a scale that would be impossible manually.

Endpoint Security
Protection and response across every device — including BYOD.
BYOD
User Security
Identity protection across your entire distributed network.
Network Security
Secure the networks your advisors actually use — office, home, and remote.
Data Security
Encryption, exfiltration protection, and backup across every location.
Cloud App Security
Hardening, visibility, and control across M365 and other cloud environments.
Firm Security
FCI Portal, 24x7 SOC, incident response, and the optimal operational backbone.

What if your compliance evidence assembled itself — continuously, automatically — instead of requiring weeks of manual preparation before every exam?

Proprietary technology

The FCI Portal.

Asset Inventories Device Lifecycle Management Stolen Devices Lock Encryption Key Recovery

Most firms build their compliance evidence manually — spreadsheets, screenshots, exported logs, stitched together in the weeks before an exam. It takes enormous time. It is never fully complete. It is always reactive.

app.fcicyber.com · FCI Portal
SOC Active · 24/7
Main
Overview
Endpoints
Compliance
Alerts 7
Reports
Analytics
Audit Export
System
Settings
Overview — Q1 2026
SOC Active · 24/7
Endpoints Monitored
40,247
↑ +312 this week
Compliance Score
94/100
↑ +2 pts from last month
Open Alerts
7
↓ 3 resolved today
Compliance Trend — 12 months
Endpoint Health
Unmanaged device detected — Branch Office 14
2 min ago
MFA policy gap — 3 field advisors
18 min ago
SOC 2 Type II evidence package ready
1 hr ago
90%
faster implementation than manual, form-driven processes
80%
less time on recurring monthly compliance tasks

Learn about the FCI Portal

We don’t brag about our numbers. Our clients do.

FCI has served financial services homes and sales offices exclusively for over three decades — through market cycles, regulatory overhauls, and every evolution in how advisors, agents, and representatives work.

400+
clients in financial services
40,000+
endpoints under management
30+
years serving financial services
100%
SecurityScorecard rating

Questions Your Firm Should Be Able to Answer

Regulatory Readiness Breach Preparedness Compliance Operations Policy vs. Proof Cyber Insurance
Regulatory Readiness
If a regulatory examiner arrived at your office tomorrow, could you produce your cybersecurity evidence by the end of the day?
Can your firm show documented proof that every sales office, every device, and every user is covered by enforced security controls?
When was the last time your compliance documentation was updated — and does it reflect what is actually deployed, or just what was planned?
Do your written supervisory procedures have technical enforcement evidence behind them — or are they policies on paper?
Breach & Incident Preparedness
If a cyber incident occurred at one of your sales offices today, could you prove the other sales offices were protected?
Does your current provider offer incident response — containment, remediation, documentation, and communication — or just monitoring?
What happens to your cyber insurance claim if you cannot produce evidence of controls that were in place at the time of the breach?
Compliance Operations
How many hours does your compliance team spend manually assembling evidence before every exam, audit, or cyber insurance renewal?
Are you confident that every advisor, every agent, every registered representative in your network is running enforced endpoint protection right now?
If your cyber insurer asked for MFA enforcement records across every user in your firm today, could you produce them?
The Gap Between Policy & Proof
Is there a gap between the security program your firm has written and what you can actually prove is enforced in the field?
How many separate tools and vendors would you need to contact to assemble a complete picture of your firm’s security posture?
Can your compliance team see the enforcement status of every device in your network right now — or would they need to ask IT to build a report?
Cyber Insurance
At your last cyber insurance renewal, could you document every control your insurer asked about — or did you check boxes you weren’t 100% sure of?
If a claim is filed after a breach, will your documentation prove the controls were in place — or will it prove they weren’t?
Is your cyber insurance renewal package pre-formatted to match your insurer’s questionnaire — or do you start from scratch every year?

Did you pause on any of these?
That is why FCI exists.

Your users will not notice a difference. Your regulators will.

Regulatory Exam Home Office Audit Cyber Insurance Renewal

In 30 minutes, you will have a clear picture of what controls must be in place, what is missing, and what your next exam, audit, or renewal will ask for.

Request a 30-Minute Gap Analysis