Managed Cybersecurity for Financial Services
Data Secured. Compliance Proven.
FCI manages cybersecurity for sales offices of broker-dealers, insurance carriers, and RIAs — enforcing the tools, settings, and procedures required by regulators, home offices, and cyber insurers.
It’s their laptop. On their Wi-Fi. In their home.
FCI enforces every corporate-grade cyber control the firm, the home office, and the regulator require.
Your sales offices hold the most private financial information of the country’s wealthiest families.
All expect proof that it is protected.
Sales offices in financial services — broker-dealer branches, insurance agencies, RIA advisory practices — are the advisors, agents, representatives, and branch teams that deliver personal financial guidance. They manage wills, trusts, account statements, insurance policies, and investment portfolios. They carry strict requirements for protecting all of it.
Regulators and cyber insurers expect documented proof that cybersecurity controls reach every sales office, every device, every user.
How many hours does your team spend assembling compliance evidence before each exam — and is it ever fully complete?
The four pillars of FCI
Everything every sales office needs. Keeping you secure and compliant.
What if the tools, the procedures, the expertise, and the proof were all part of the same service?
Controls implemented across every device, every location.
FCI implements and maintains the technical controls required by regulators, home offices, and cyber insurers. These controls run automatically, without touching the workflows of the people using them.
The processes that make compliance manageable.
Cyber tools and settings are necessary but not sufficient. The FCI Portal automates what would otherwise take weeks of manual effort, producing exam-ready documentation and returning more than 80% of compliance management time to the firm.
30 years and 40,000+ endpoints of financial services experience.
FCI’s experience comes from managing cybersecurity across more than 40,000 endpoints with more than 400 clients in financial services. When a cyber event occurs, FCI manages the incident response.
Security and compliance are only as real as what you can prove.
Whether it is a regulatory exam, a cyber insurance renewal, a claim, or a breach, the question is always the same. FCI builds that evidence continuously, as a byproduct of how it operates.
Who We Serve
For 30 Years.
& Branch Offices
& Agencies
Corporate, Solo, Hybrid, Etc.
We strongly recommend FCI to any firm with a desire to get cybersecurity protection and compliance.
Agency of The Guardian Life Insurance Company of America
Security Assessment
Start with a clear picture of where you stand.
FCI assesses your firm’s current security posture — identifying gaps, vulnerabilities, and exposure across four dimensions.
Six security domains. One integrated managed service.
FCI manages cybersecurity across six domains — using AI to enforce controls, detect threats, and produce compliance evidence at a scale that would be impossible manually.
What if your compliance evidence assembled itself — continuously, automatically — instead of requiring weeks of manual preparation before every exam?
Proprietary technology
The FCI Portal.
Most firms build their compliance evidence manually — spreadsheets, screenshots, exported logs, stitched together in the weeks before an exam. It takes enormous time. It is never fully complete. It is always reactive.
We don’t brag about our numbers. Our clients do.
FCI has served financial services homes and sales offices exclusively for over three decades — through market cycles, regulatory overhauls, and every evolution in how advisors, agents, and representatives work.
Questions Your Firm Should Be Able to Answer
Did you pause on any of these?
That is why FCI exists.
Your users will not notice a difference. Your regulators will.
In 30 minutes, you will have a clear picture of what controls must be in place, what is missing, and what your next exam, audit, or renewal will ask for.
Request a 30-Minute Gap Analysis